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Extraterritorial Implications of Dodd Frank, via DerivSource.com
Over at www.derivsource.com here is a podcast on Extraterritorial issues featuring Donna Parisi from Shearman and Sterling, and David Lucking from Allen & Overy. Meanwhile over at Granularity Ltd,...
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Regulatory Change Mind Maps from Citi
Via The Source I came across a set of mind maps which everyone should put on their bedroom wall in 2012, take a look here, courtesy of Citibank. Filed under: … Continue reading →
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Podcast on Extraterritoriality of Dodd-Frank: Legal Perspective & Update |...
Don’t Miss our Podcast on Extraterritoriality of Dodd-Frank: Legal Perspective & Update | Derivsource. What we all need is a keyboard shortcut to save having to type out extraterritoriality over …...
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US banks could lose competitive edge in Europe, says EIB – Risk.net
US banks could lose competitive edge in Europe, says EIB – Risk.net. Subscription required, but good article. The EIB along with the ECB, and development banks like the EBRD, will … Continue reading →
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Understanding Extra-territoriality, Swap Dealers and Major Swap Participants,...
Noah Melnik is a lawyer with LinkLaters who runs a useful blog (here) which you should follow. He has posted via LinkedIn a PDF for LinkLater’s clients on how extra-territoriality works, … Continue...
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ISDA & Clifford Chance compare regulatory issues in the EU and US
A useful summary of the state of regulation and critical issues across the two sides of the Atlantic, click here to enjoy, the PDF link is on that page, Filed … Continue reading →
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What does the US CFTC’s Cross-Border Guidance mean for the European Swaps...
Allen & Overy delivered another in their series of lunchtime seminars on the cross border / extra-territorial issues in Europe from the implementation of the Dodd Frank Act via the … Continue...
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PwC briefing on extra-territoriality
The folks at TradeWeb spotted this useful briefing PDF on the latest view on how US CFTC rules affect offshore organisations. you can see the link at the bottom of … Continue reading →
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CFTC Chairmen Gensler at the FIA Boca Raton conference on extraterritoriality
Gary Gensler spoke at the FIY Boca Raton conference – among other things about swaps reform (obviously). One thing to note was the following from his speech (bold highlighting mine): … Continue reading →
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The week that was – 25.03.2013
Dear all, I started this last week – going forward at the beginning of the week I will provide an overview of interesting news pieces on the topic of derivatives … Continue reading →
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BaFIN briefing: EMIR II under development
Contacts at BaFIN I met last week described negotiations being conducted within the European Parliament, which frankly mean far more work for regulatory compliance, than expected. EMIR II, i.e. a …...
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Is there a way to avoid regulatory arbitrage? Vol 2
A few days ago I did this post on Elisse Walter’s speech on regulation of cross-border OTC derivatives. On April 18, 2013, the Japanese Financial Services Agency, jointly with eight foreign...
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CFTC commissioners at odds about cross-border regulation
In recent speeches at the Yale Club in NYC (Bart Chilton) and the OpRisk Europe Conference in London (Scott O’Malia) gave a very different view on how they see the cross-border derivatives rules...
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Substituted compliance between EMIR and Dodd Frank | Read the small print
Millions of hours have already been spent aligning Dodd-Frank and EMIR implementation in the OTC space. However, in July, regulators changed the game. By declaring certain sections of Dodd-Frank and...
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The week that was (Dazzling Derivatives; issue of 2nd September 2013)
Dear all, The TOP Stories of last week: Craig Pirrong picks apart recent BIS study Craig Pirrong tears apart the logic behind a recent BIS study (http://www.bis.org/publ/othp20.htm) that concludes that...
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ESMA advises on equivalence of foreign jurisdictions
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the OTC derivatives regulatory regimes of the US, Japan, Australia,...
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Is there a way to avoid regulatory arbitrage?
Elisse Walter, Chairman of SEC, (profile here) spoke in Washington D.C, at the American Bar Association Spring Meeting and explained the reason why a middle ground should be sought when it comes to...
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Asian Fund Managers brace for the FTT and new OTC regulations
An interesting article on the concerns of fund managers in Asia, specifically with regards to the extra-territorial implications of the proposed European Financial Transaction Tax (FTT) and new OTC...
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The week that was (aka Dazzling Derivatives; issue of 27.05.2013)
Dear all, ISDA has published the 2013 Reporting Protocol to assist reporting under DFA and EMIR: http://bit.ly/Z9l5IW and ESMA has update their EMIR timeline reflecting currently ongoing work at the...
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The week that was (Dazzling Derivatives; issue of 30th September 2013)
Dear all, Back after a refreshing holiday – please receive the latest news digest on the dazzling world of derivatives. From this week onwards I will add “pagination” to the Dazzle – this means that...
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